ALPHA WAVE GLOBAL, LP ("ALPHA WAVE") DOES NOT DISCLOSE NON PUBLIC PERSONAL INFORMATION ABOUT OUR CLIENTS OR FORMER CLIENTS TO THIRD PARTIES OTHER THAN AS DESCRIBED BELOW.
ALPHA WAVE COLLECTS PERSONAL INFORMATION ABOUT YOU IN CONNECTION WITH OUR PROVIDING ADVISORY SERVICES TO YOU OR IN CORRESPONDENCE AND CONVERSATIONS WITH ALPHA WAVE’S REPRESENTATIVES. THIS INFORMATION MAY INCLUDE OTHER INFORMATION SUCH AS YOUR
- SOCIAL SECURITY NUMBER;
- ASSETS;
- INVESTMENT EXPERIENCE;
- TRANSACTION HISTORY;
INCOME; AND
- WIRE TRANSFER INSTRUCTIONS.
ALPHA WAVE COLLECTS THIS INFORMATION FROM YOU THROUGH VARIOUS MEANS. FOR EXAMPLE WHEN YOU GIVE ALPHA WAVE YOUR CONTACT INFORMATION, ENTER INTO AN INVESTMENT ADVISORY CONTRACT WITH US, BUY SECURITIES (I.E., INTERESTS IN A FUND) FROM ALPHA WAVE, TELL ALPHA WAVE WHERE TO SEND MONEY, OR MAKE A WIRE TRANSFER. ALPHA WAVE ALSO MAY COLLECT YOUR PERSONAL INFORMATION FROM OTHER SOURCES, SUCH AS OUR AFFILIATES OR OTHER NON-AFFILIATED COMPANIES.
ALL FINANCIAL COMPANIES NEED TO SHARE CUSTOMERS’ PERSONAL INFORMATION TO RUN THEIR EVERYDAY BUSINESS AND ALPHA WAVE USES THE PERSONAL INFORMATION WE COLLECT FROM YOU FOR OUR EVERYDAY BUSINESS PURPOSES. THESE PURPOSES MAY INCLUDE FOR EXAMPLE:
- TO PROVIDE ADVISORY SERVICES TO YOU;
- TO OPEN AN ACCOUNT FOR YOU;
- TO PROCESS A TRANSACTION FOR YOUR ACCOUNT;
- TO MARKET PRODUCTS AND SERVICES TO YOU; AND
- TO RESPOND TO COURT ORDERS AND LEGAL INVESTIGATIONS.
ALPHA WAVE MAY PROVIDE YOUR PERSONAL INFORMATION TO OUR AFFILIATES AND TO FIRMS THAT ASSIST US IN SERVICING YOUR ACCOUNT AND HAVE A NEED FOR SUCH INFORMATION, SUCH AS A BROKER OR FUND ADMINISTRATOR. ALPHA WAVE MAY ALSO DISCLOSE SUCH INFORMATION TO SERVICE PROVIDERS AND FINANCIAL INSTITUTIONS WITH WHOM WE HAVE JOINT MARKETING ARRANGEMENTS (I.E., A FORMAL AGREEMENT BETWEEN NON-AFFILIATED FINANCIAL COMPANIES THAT TOGETHER MARKET FINANCIAL PRODUCTS OR SERVICES TO YOU, SUCH AS PLACEMENT AGENTS). ALPHA WAVE REQUIRES THIRD-PARTY SERVICE PROVIDERS AND FINANCIAL INSTITUTIONS WITH WHICH WE HAVE JOINT MARKETING ARRANGEMENTS TO PROTECT THE CONFIDENTIALITY OF YOUR INFORMATION AND TO USE THE INFORMATION ONLY FOR THE PURPOSES FOR WHICH WE DISCLOSE THE INFORMATION TO THEM. THESE SHARING PRACTICES ARE CONSISTENT WITH FEDERAL PRIVACY AND RELATED LAWS, AND IN GENERAL, YOU MAY NOT LIMIT OUR USE OF YOUR PERSONAL INFORMATION FOR THESE PURPOSES UNDER SUCH LAWS. ALPHA WAVE NOTES THAT THE FEDERAL PRIVACY LAWS ONLY GIVE YOU THE RIGHT TO LIMIT THE CERTAIN TYPES OF INFORMATION SHARING THAT WE DO NOT ENGAGE IN (E.G., SHARING WITH OUR AFFILIATES CERTAIN INFORMATION RELATING TO YOUR TRANSACTION HISTORY OR CREDITWORTHINESS FOR THEIR USE IN MARKETING TO YOU, OR SHARING ANY PERSONAL INFORMATION WITH NONAFFILIATES FOR THEM TO MARKET TO YOU).
TO PROTECT YOUR PERSONAL INFORMATION FROM UNAUTHORIZED ACCESS AND USE, ALPHA WAVE USES SECURITY MEASURES THAT COMPLY WITH FEDERAL LAW. THESE MEASURES INCLUDE COMPUTER SAFEGUARDS AND SECURED FILES AND BUILDINGS.
WE DO NOT SHARE PERSONAL DATA (PHONE NUMBERS) AND CONSENTWITH THIRD PARTIES, AFFILIATES OR PARTNERS.
THIS SITE MAY USE "COOKIES," WHICH FROM TIME TO TIME AUTOMATICALLY COLLECT CERTAIN INFORMATION AND DATA. "COOKIES" ARE SMALL PIECES OF DATA SENT TO YOUR COMPUTER BROWSER FROM OUR WEB SERVER AND STORED ON YOUR COMPUTER'S HARD DRIVE. THE DATA IDENTIFIES YOU AS A UNIQUE USER AND FACILITATES YOUR ONGOING ACCESS TO AND USE OF THIS WEB SITE. COOKIES ALSO HELP US DIAGNOSE PROBLEMS WITH OUR SERVER.